Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Kavanaugh is an active investment advisor representative. Patrick has worked for Merrill Lynch, Pierce, Fenner & Smith Inc. since October 2021. Prior to this Patrick worked for Fifth Third Securities, Inc. Patrick is also a registered representative in Florida, Indiana and Maryland and has passed the Series 6, Series 63, Series 65, Series 7, Series 66 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/17/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE VILLAGES FL)
FL
09/21/2020 - 10/28/2021
FIFTH THIRD SECURITIES, INC. (WINTER GARDEN FL)
FL
10/29/2010 - 08/31/2012
FIFTH THIRD SECURITIES, INC. (OCOEE FL)
FL
09/10/2008 - 08/03/2009
FIFTH THIRD SECURITIES, INC. (WINTER GARDEN FL)
IA
Issued 12/05/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/18/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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