Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Turcotte is a financial advisor with National Financial Services LLC. Patrick has been in the financial services industry since December 1995 and has over 26 years of experience. Patrick has a strong background in securities, having obtained Series 6, 7, 9, 10, 63 and SIE licenses. Patrick is currently registered in Rhode Island and is also a Registered Principal for National Financial Services LLC. Patrick's previous experience includes working at Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., Fidelity Brokerage Services, Inc., and Allmerica Investments, Inc. Patrick holds a bachelor's degree in finance from the University of Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
04/27/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
01/17/2001 - 04/27/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/29/1999 - 01/17/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
08/26/1996 - 12/31/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
11/06/1995 - 08/19/1996
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 12/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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