Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Joseph Wainscott is a financial advisor with Ameriprise Financial Services, LLC, a firm with over $1 trillion in assets under management. Patrick has been in the financial services industry since 1985 and holds a number of licenses and registrations including the Series 7, Series 63, and Series 65 licenses. Patrick has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NV
06/28/2018 - Present
Ameriprise Financial Services, LLC (Henderson NV)
NV
06/21/2002 - 01/06/2012
WEDBUSH SECURITIES INC. (LAS VEGAS NV)
NY
03/09/2002 - 07/02/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
10/31/1997 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/31/1993 - 11/11/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
08/28/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 09/04/1992
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
08/02/1989 - 09/04/1990
BOETTCHER & COMPANY, INC.
TX
11/13/1987 - 08/07/1989
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
04/06/1987 - 11/27/1987
J. W. GANT & ASSOCIATES, INC.
NA
01/29/1987 - 04/15/1987
FIRST ARIZONA INVESTMENT SECURITIES, INC.
NA
04/07/1986 - 01/30/1987
J. W. GANT & ASSOCIATES, INC.
NA
08/20/1985 - 04/24/1986
MICHAEL C. TALLEY & CO., INC.
IA
Issued 10/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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