Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Joseph Tobin is an investment advisor representative with RBC Capital Markets, LLC in SEWICKLEY, Pennsylvania. Patrick has been in the securities industry since 1987 and has been registered with the Securities and Exchange Commission since 1992. Patrick is a licensed Series 7, Series 31 and Series 66 general securities representative. Patrick has also been registered with the State of Pennsylvania, Texas and other states since 2013. Patrick's previous employers include MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Patrick holds designations as a Chartered Financial Consultant (ChFC), Certified Financial Planner (CFP) and Certified Retirement Planning Counselor (CRPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/30/2016 - Present
RBC Capital Markets, LLC (SEWICKLEY PA)
PA
06/01/2009 - 06/13/2013
MORGAN STANLEY (PITTSBURGH PA)
PA
05/27/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSBURGH PA)
NY
12/14/1988 - 05/31/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/15/1988 - 11/17/1988
BOWMAN FINANCIAL SERVICES, INC.
NA
04/12/1988 - 09/06/1988
FINANCIAL ESTATE PLANNING, INC.
NA
10/15/1987 - 05/24/1988
MML INVESTORS SERVICES, INC.
NA
10/15/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
10/09/1987 - 10/27/1987
F.N. WOLF & CO., INC.
NA
09/01/1987 - 10/09/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 09/08/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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