Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Swan is an investment professional with over 20 years of experience in the financial services industry. Patrick holds Series 6, 7, 24, 63 and 65 licenses. He is currently a registered representative with Raymond James Financial Services Advisors, Inc. in Elizabethtown, KY. Prior to joining Raymond James, Patrick was a registered representative with Nationwide Investment Services Corporation and Wells Fargo Funds Distributor, LLC. Patrick is also a Private Banker with First Financial Bank and serves as a Committee Member for the Home of the Innocents. Patrick specializes in providing financial advice to individuals, corporations, and other businesses. He also specializes in portfolio management and financial planning. Patrick is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
08/27/2020 - Present
Raymond James Financial Services Advisors, Inc. (Elizabethtown KY)
KY
11/09/2017 - 01/07/2020
NATIONWIDE INVESTMENT SERVICES CORPORATION (Louisville KY)
MA
01/04/2010 - 09/12/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
MA
04/03/2000 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 11/05/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Swan is the right advisor for you? Invested Better is here to help.
