Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Sullivan is an active investment advisor with a background in the financial industry spanning over two decades. Patrick began their career in 1998 with Westport Financial Services, L.L.C. In 2006 Patrick joined M Holdings Securities, Inc. and most recently served as an advisor at Next Financial Group, Inc. before joining Park Avenue Securities LLC in 2021. Patrick is a Series 6 and 63 licensed professional and also holds the SIE and Series 65 licenses. Patrick works primarily with high-net-worth individuals, corporations, and charitable organizations providing services such as financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/28/2021 - Present
Park Avenue Securities LLC (NEW YORK NY)
CA
06/07/2021 - 09/15/2021
NEXT FINANCIAL GROUP, INC. (VALENCIA CA)
IL
11/17/2016 - 01/22/2019
AON SECURITIES LLC (CHICAGO IL)
CA
06/01/2006 - 07/18/2016
M HOLDINGS SECURITIES, INC. (EL SEGUNDO CA)
CA
05/04/2004 - 06/22/2006
TBG FINANCIAL (LOS ANGELES CA)
FL
06/01/2001 - 12/31/2003
WESTPORT FINANCIAL SERVICES, L.L.C. (JACKSONVILLE FL)
FL
07/02/1998 - 12/31/2000
WESTPORT FINANCIAL SERVICES, L.L.C. (JACKSONVILLE FL)
IA
Issued 11/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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