Unclaimed
Patrick Joseph Sheehy is a financial advisor with Stonex Financial Inc., based in New York, NY. Patrick holds a Series 7, Series 55, Series 57TO and Series 66 licenses as well as the SIE exam. Patrick has over 17 years of experience in the financial services industry. Prior to joining Stonex Financial Inc., Patrick worked at Cowen and Company, ATM Execution LLC, Cowen Execution Services LLC, AG BD LLC and Refco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/21/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
05/31/2017 - 09/25/2023
COWEN AND COMPANY (NEW YORK NY)
NY
07/18/2018 - 07/23/2019
ATM EXECUTION LLC (NEW YORK NY)
NY
09/04/2009 - 12/31/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
10/26/2007 - 01/26/2009
AG BD LLC (NEW YORK NY)
NY
02/05/2004 - 10/25/2005
REFCO SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 11/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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