Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Scanlan is a financial advisor with Raymond James & Associates, Inc. Patrick has over 25 years of experience in the financial services industry. Patrick holds Series 7, 24, 55, 63 and 65 licenses, as well as the SIE exam. Patrick provides financial planning, portfolio management, and other advisory services to a wide range of clients, including individuals, families, businesses, and institutions. Prior to joining Raymond James, Patrick was employed at Macquarie Capital (USA) Inc. and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/29/2022 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
10/01/2013 - 02/28/2018
MACQUARIE CAPITAL (USA) INC. (CHICAGO IL)
IL
10/01/2008 - 08/01/2013
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
01/10/1997 - 06/02/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
NY
01/29/1996 - 01/20/1997
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 11/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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