Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Roach is a financial professional with over 30 years of experience in the financial services industry. Patrick has a broad range of experience, having previously worked at ING Financial Markets LLC and John Hancock Distributors, Inc.. Patrick is currently registered with Galaxy Digital Partners LLC. Patrick has passed several industry exams including the Series 6, Series 27, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/13/2024 - Present
Galaxy Digital Partners LLC (NEW YORK NY)
NY
10/22/2013 - 08/09/2024
ING FINANCIAL MARKETS LLC (NEW YORK NY)
MA
04/07/1993 - 06/05/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/07/1993 - 06/05/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 10/21/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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