Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Prato is an investment advisor representative who has been in the industry since 1995. He has worked at several prominent firms including Unified Financial Securities, Inc., Innovation Partners LLC, ALPS Distributors, Inc., and Old Mutual Investment Partners. Currently, Patrick is an Executive Vice President and Head of Advisor Distribution for Platforms at Boyd Watterson Asset Management, LLC. Patrick is registered with FINRA, and holds Series 6, 7, 63, and 66 licenses, as well as the Securities Industry Essentials Examination. Patrick has a broad range of experience in providing investment advice for individuals, businesses, pooled investment vehicles, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OH
11/02/2017 - Present
Boyd Watterson Asset Management, LLC (CLEVELAND OH)
NE
01/04/2018 - 03/31/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CO
11/10/2015 - 09/27/2017
ALPS DISTRIBUTORS, INC. (DENVER CO)
IN
04/14/2014 - 10/07/2015
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
NC
11/05/2012 - 07/26/2013
INNOVATION PARTNERS LLC (CHARLOTTE NC)
CO
09/22/2009 - 04/08/2011
ALPS DISTRIBUTORS, INC. (DENVER CO)
MA
12/07/2004 - 07/27/2009
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
CT
06/29/2004 - 11/24/2004
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
NJ
04/10/1998 - 06/30/2004
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MA
06/26/1996 - 06/20/1997
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
NY
08/08/1995 - 06/07/1996
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
MA
02/14/1995 - 08/01/1995
PREMIER MUTUAL FUND SERVICES, INC. (NEWTON MA)
ME
04/07/1993 - 02/10/1995
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
BOTH
Issued 06/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Prato is the right advisor for you? Invested Better is here to help.
