Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Oconnell is a financial advisor with ASL Capital Markets Inc. in STAMFORD, CT. Patrick has been in the securities industry since 2001. Patrick has experience at UBS Securities LLC, UBS Financial Services Inc. and Buckman, Buckman & Reid, Inc. Patrick holds the following licenses: Series 7, Series 24, Series 63, and SIE. Patrick is registered in 49 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
03/01/2019 - Present
ASL Capital Markets Inc. (STAMFORD CT)
CT
07/18/2005 - 07/31/2018
UBS SECURITIES LLC (STAMFORD CT)
NJ
08/16/2001 - 08/10/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
10/03/2000 - 03/01/2001
BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
BC
Issued 11/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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