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Patrick Joseph Noble

Grove Point Investments, LLC

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About Patrick Joseph Noble

Patrick Joseph Noble is a financial advisor at Grove Point Investments, LLC, based in Elm Grove, WI. Patrick has been in the financial industry since 2010 and has a Series 63, 65, 7, 31, and SIE licenses. Patrick has experience in both the broker-dealer and investment advisor spaces and holds registrations in Wisconsin.

Firm Information

Patrick Noble is currently registered with Grove Point Investments, LLC. Grove Point Investments, LLC is a Limited Liability Company formed on April 1, 2021, and registered in all 50 states and the District of Columbia. The firm has been the subject of 17 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Noble’s Registration & Firm History

WI

07/11/2023 - Present

Grove Point Investments, LLC (ELM GROVE WI)

NY

09/08/2011 - 03/27/2012

POINT CAPITAL MARKETS, LLC (NEW YORK NY)

OH

12/22/2009 - 03/31/2010

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

NY

07/30/2008 - 04/08/2009

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

CA

04/01/2005 - 06/06/2008

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

OH

09/09/2002 - 03/31/2005

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

NY

04/14/1998 - 07/26/2002

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

08/05/1997 - 06/22/1998

NYLIFE SECURITIES INC. (NEW YORK NY)

NY

06/07/1996 - 06/24/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 04/19/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/16/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/10/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/18/2022

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1996

Series 31 - Futures Managed Funds Examination

BC

Issued 06/06/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Patrick Joseph Noble. Review regulatory record here.
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