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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Mulligan is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Patrick has been in the financial services industry since 1997. Patrick is registered with the state of Oklahoma and holds Series 6, 7, 31, and 63 licenses. In addition to his Series 65 license, Patrick is also registered as an Investment Advisor Representative with Wells Fargo Advisors Financial Network, LLC. Patrick is a financial advisor with over 25 years of experience in the financial services industry. Patrick provides a wide range of financial services to individual clients, including investment advisory services, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/23/2012 - Present
Wells Fargo Advisors Financial Network, LLC (PONCA CITY OK)
OK
01/01/2008 - 10/19/2012
WELLS FARGO ADVISORS, LLC (PONCA CITY OK)
OK
01/03/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PONCA CITY OK)
NY
02/13/1997 - 01/16/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/13/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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