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Patrick Joseph Kane

THE Leaders Group, Inc.

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About Patrick Joseph Kane

Patrick Kane is a financial advisor who has been in the financial industry since 1993. Patrick Kane is currently registered with The Leaders Group, Inc., a firm with a focus on broker-dealer activities. Before joining The Leaders Group, Inc., Patrick Kane was previously employed at several firms including PRINCIPAL SECURITIES, INC., MUTUAL SERVICE CORPORATION, HARTFORD EQUITY SALES COMPANY INC., MML INVESTORS SERVICES, INC., DEAN WITTER REYNOLDS INC., W. S. GRIFFITH & CO., INC., PHOENIX EQUITY PLANNING CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Patrick Kane has a Series 7, Series 63, and SIE license. Patrick Kane is currently registered with the state of Massachusetts.

Firm Information

Patrick Kane is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Kane’s Registration & Firm History

CO

01/18/2022 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MA

06/02/2004 - 10/26/2021

PRINCIPAL SECURITIES, INC. (WALTHAM MA)

MA

10/23/2002 - 01/12/2004

MUTUAL SERVICE CORPORATION (BOSTON MA)

CT

04/30/2001 - 11/20/2002

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MA

01/12/2000 - 06/21/2000

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NY

10/19/1998 - 01/27/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

CT

06/18/1997 - 10/21/1998

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

CT

11/30/1992 - 06/18/1997

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

NY

11/05/1991 - 05/27/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Patrick Joseph Kane. Review regulatory record here.
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