Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Groarke has been in the financial services industry since 1992. Patrick is currently a Managing Director / Business Owner at Galloway Berkshire Capital LLC and is registered as a Registered Representative (RA) with Cetera Investment Advisers LLC. Patrick has previously been employed by WELLS FARGO CLEARING SERVICES, LLC, RBC CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, FIRST UNION CAPITAL MARKETS CORP., A. G. EDWARDS & SONS, INC., THOMAS JAMES ASSOCIATES, INC., HIBBARD BROWN & CO., INC., and WESTFIELD FINANCIAL CORPORATION. Patrick holds the Series 63, Series 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/18/2023 - Present
Cetera Investment Advisers LLC (Blue Bell PA)
PA
06/20/2013 - 08/23/2023
WELLS FARGO CLEARING SERVICES, LLC (KING OF PRUSSIA PA)
PA
05/31/2007 - 07/01/2013
RBC CAPITAL MARKETS, LLC (CONSHOHOCKEN PA)
PA
10/01/1999 - 06/05/2007
WACHOVIA SECURITIES, LLC (CONSHOHOCKEN PA)
NC
09/13/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MO
02/01/1995 - 09/17/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
08/19/1994 - 02/21/1995
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
04/25/1992 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
BC
Issued 04/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Groarke is the right advisor for you? Invested Better is here to help.
