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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Filice is a financial advisor with UBS Financial Services Inc. Patrick has been in the financial industry since 2008 and holds a Series 66, Series 31 and Series 7 license. Patrick has been registered with UBS Financial Services Inc. since December 2015. Patrick specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting, and Educational Seminars. Patrick also has experience with Morgan Stanley and Morgan Stanley & Co. Incorporated. Patrick has a diverse client base, including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Patrick's practice is based in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/21/2016 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
MA
06/01/2009 - 12/16/2015
MORGAN STANLEY (BOSTON MA)
MA
11/24/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
BOTH
Issued 05/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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