Unclaimed
Patrick Duffy is a financial professional with over 10 years of experience in the industry. Patrick is currently registered with Fidelity Brokerage Services LLC and holds licenses including Series 7, Series 24 and Series 63. Patrick has a broad range of experience, having worked with clients across a diverse set of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/17/2012 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 05/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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