Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Duffy is a financial advisor with over 25 years of experience in the industry. Patrick is currently registered with Tiaa-cref Individual & Institutional Services, LLC in Marblehead, MA, and Cambridge, MA. Patrick has a diverse background having previously been affiliated with firms like ADP Broker-Dealer, Inc., Eaton Vance Distributors, Inc., C. L. King & Associates, Inc., Leerink Swann LLC, Friedman, Billings, Ramsey & Co., Inc., UBS Warburg LLC, SBC Warburg Dillon Read Inc., and SBC Warburg, Inc.. Patrick is dedicated to providing financial advice and planning services to individuals, businesses, and charitable organizations. Patrick has earned the Series 63, 65, 7, 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
02/15/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Marblehead MA)
NJ
12/16/2022 - 10/17/2023
ADP BROKER-DEALER, INC. (ROSELAND NJ)
MA
03/22/2013 - 06/14/2022
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
06/03/2010 - 11/15/2012
C. L. KING & ASSOCIATES, INC. (BOSTON MA)
MA
05/20/2008 - 03/15/2010
LEERINK SWANN LLC (BOSTON MA)
MA
12/05/2000 - 05/16/2008
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (BOSTON MA)
NY
06/29/1998 - 10/25/2000
UBS WARBURG LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
10/21/1996 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
IA
Issued 11/18/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Duffy is the right advisor for you? Invested Better is here to help.
