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Patrick Joseph Doherty

Susquehanna Securities, LLC

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About Patrick Joseph Doherty

Patrick Doherty is a securities professional with over 20 years of experience. Patrick is currently registered with Susquehanna Securities, LLC and has been with the firm since June 2011. Prior to Susquehanna Securities, Patrick was employed with Susquehanna Investment Group and Susquehanna Capital Group, both located in Bala Cynwyd, PA. Patrick has a strong background in securities trading, having successfully passed the Series 7, Series 57TO and SIE exams.

Firm Information

Patrick Doherty is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Doherty’s Registration & Firm History

IL

06/07/2011 - Present

Susquehanna Securities, LLC (Chicago IL)

PA

10/11/2007 - 01/16/2015

SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)

PA

01/03/2004 - 10/11/2007

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Patrick Joseph Doherty.
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