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Patrick Joseph Dauer

Pruco Securities, LLC

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About Patrick Joseph Dauer

Patrick Dauer is an Investment Advisor Representative with Pruco Securities, LLC. Patrick has been in the financial services industry for over 18 years and is licensed to operate in multiple states, including Virginia, Florida, and Washington. Patrick's areas of expertise include individual and corporate investments, retirement planning, and insurance. In addition to his role with Pruco Securities, LLC, Patrick is also a dog breeder and operator of a dog breeding business.

Firm Information

Patrick Dauer is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Patrick Dauer’s Registration & Firm History

MD

09/21/2010 - Present

Pruco Securities, LLC (North Bethesda MD)

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Licenses & Designations

IA

Issued 02/01/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/10/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Patrick Joseph Dauer. Review regulatory record here.
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