Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Darcy is a financial advisor with over 20 years of experience in the industry. He is currently registered with UBS Financial Services Inc. and is based in Weehawken, NJ. Patrick's career spans a variety of firms, including Securian Financial Services, Inc., E*TRADE Capital Markets LLC, E*TRADE Clearing LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James & Associates, Inc., and Adler Coleman & Co., Inc. He holds several licenses including Series 7, 63, 66, 24, and SIE. Patrick specializes in providing financial advice to individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/09/2010 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
05/19/2008 - 09/21/2009
SECURIAN FINANCIAL SERVICES, INC. (PARSIPPANY NJ)
NY
04/06/2005 - 01/25/2008
E*TRADE CAPITAL MARKETS LLC (NEW YORK NY)
NJ
04/06/2005 - 09/29/2005
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NY
03/20/1999 - 02/20/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
07/01/1996 - 03/23/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
TX
04/13/1995 - 07/12/1996
U.S. CLEARING CORP. (DALLAS TX)
NY
10/06/1994 - 03/21/1995
ADLER COLEMAN & CO., INC. (NEW YORK NY)
BOTH
Issued 06/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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