Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Coleman is a securities professional with experience in the financial industry. Patrick is currently registered with Smbc Nikko Securities America, Inc. and holds a Series 3, Series 7TO, Series 63, and SIE license. Patrick has been active in the industry since April 2022. Patrick is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/16/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 06/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2023
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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