Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Ciampi is a securities professional with over 18 years of experience in the industry. Patrick is currently registered with TD Securities (usa) LLC and is licensed to conduct securities business in all 50 states and the District of Columbia. Patrick has previously held positions with Sterne, Agee & Leach, Inc., Hapoalim Securities USA, Inc., and Wachovia Capital Markets, LLC. Patrick holds the Series 63, Series 52TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/31/2013 - Present
TD Securities (usa) LLC (NEW YORK NY)
CA
06/23/2009 - 07/22/2013
STERNE, AGEE & LEACH, INC. (NEWPORT BEACH CA)
NY
02/17/2009 - 06/10/2009
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NC
06/29/2004 - 02/17/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 10/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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