Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Buttarazzi is an investment advisor representative with over 30 years of experience in the financial services industry. Patrick has been with Wells Fargo Clearing Services, LLC since 2013. Prior to that, Patrick was with UBS Financial Services Inc. from 2003 to 2013, Prudential Securities Incorporated from 1997 to 2003, Smith Barney Inc. from 1993 to 1997, and Lehman Brothers Inc. from 1993 to 1993. Patrick holds Series 7, 31, and 63 licenses as well as the Series 65 license. Patrick offers a wide range of financial services, including investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/07/2013 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON SC)
MD
01/10/2003 - 06/17/2013
UBS FINANCIAL SERVICES INC. (BALTIMORE MD)
NY
09/12/1997 - 01/17/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 09/23/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
02/04/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 02/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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