Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Joseph Buffa is a financial advisor registered with Independent Financial Partners and has been in the industry since 1973. Patrick Joseph Buffa is registered as an Investment Advisor Representative in Arizona, Florida, Georgia, Maine, Massachusetts, Nevada, New Hampshire, Pennsylvania, and Washington. Patrick Joseph Buffa is also registered as a Broker in Florida and New York. Patrick Joseph Buffa specializes in providing financial planning, pension consulting, and educational seminars. Patrick Joseph Buffa also offers portfolio management for individuals and selection of other advisors. Patrick Joseph Buffa provides investment advice on a non-discretionary basis. Patrick Joseph Buffa's firm, Independent Financial Partners, is a registered investment advisor with the SEC and manages over $9 billion in assets. Independent Financial Partners serves a variety of clients including individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
07/02/2018 - Present
Independent Financial Partners (TAMPA FL)
FL
07/03/2012 - 07/06/2018
NBC SECURITIES, INC. (WINTER PARK FL)
FL
02/02/2009 - 07/25/2012
RBC CAPITAL MARKETS, LLC (ORLANDO FL)
FL
02/26/1976 - 02/19/2009
CITIGROUP GLOBAL MARKETS INC. (ORLANDO FL)
NA
11/01/1973 - 02/26/1976
HARRIS, UPHAM & CO. INCORPORATED
IA
Issued 04/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/29/1980
Series 4 - Registered Options Principal Examination
BC
Issued 12/16/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 10/26/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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