Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Buettner is a financial advisor with over 35 years of experience in the financial services industry. Patrick currently works with Merrill Lynch, Pierce, Fenner & Smith Inc. in Williamsville, New York. Patrick holds Series 7, 63, 65 and 66 licenses. Patrick is registered in 24 states and has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and state or municipal government entities. Patrick provides a variety of financial advisory services, including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/22/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLIAMSVILLE NY)
CT
04/05/1995 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
02/22/1988 - 04/13/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/04/1987 - 02/26/1988
NORTH AMERICAN INVESTMENT CORP.
NA
05/04/1987 - 08/15/1987
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/04/1987 - 04/02/1987
THOMAS JAMES ASSOCIATES, INC.
BOTH
Issued 08/16/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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