Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Pfahl is a financial advisor with RBC Capital Markets, LLC. Patrick has been in the financial services industry since 1991 and holds a Series 7, Series 63, and Series 65 license. Patrick also holds the SIE certification. Patrick is registered with the state of Minnesota and Texas, and is approved for both Broker-Dealer and Investment Advisor activities. Patrick has experience working with a wide range of clients, including individuals, businesses, and institutions. Patrick's experience and expertise make him a valuable resource for clients seeking financial advice. Patrick is a resident of Duluth, Minnesota and is affiliated with the RBC Capital Markets branch office in Duluth, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
07/19/2017 - Present
RBC Capital Markets, LLC (DULUTH MN)
MN
10/04/2011 - 07/17/2012
BIRCHTREE FINANCIAL SERVICES LLC (DULUTH MN)
IL
11/11/2008 - 12/24/2009
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
MN
12/22/1999 - 11/02/2006
VALIC FINANCIAL ADVISORS, INC. (BLOOMINGTON MN)
TX
12/22/1999 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
TX
02/18/1999 - 04/27/1999
VALIC INVESTMENT SERVICES COMPANY (HOUSTON TX)
TX
04/18/1991 - 04/27/1999
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
MN
04/29/1987 - 05/28/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 01/30/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/09/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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