Unclaimed
Patrick John Pengeroth is a financial advisor associated with AQR Investments, LLC. Patrick is registered with the Financial Industry Regulatory Authority (FINRA) as a Series 3, Series 7TO, and Series 63 licensed representative. Patrick also passed the Securities Industry Essentials (SIE) Exam. Patrick is registered to offer securities in 51 states and the District of Columbia. Patrick's registration with AQR Investments, LLC began on March 21, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/21/2022 - Present
AQR Investments, LLC (Greenwich CT)
BC
Issued 03/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2023
Series 3 - National Commodity Futures Examination
BC
Issued 03/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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