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Patrick John Miller

Cetera Investment Services LLC

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About Patrick John Miller

Patrick John Miller is a financial professional with Cetera Investment Services LLC. Patrick holds Series 6 and Series 63 licenses and the SIE exam. Patrick is registered in Minnesota and has been in the industry since 2016. Cetera Investment Services LLC is a full-service financial firm, offering a wide range of financial products and services to individuals and families. Patrick is committed to helping clients achieve their financial goals.

Firm Information

Patrick Miller is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Miller’s Registration & Firm History

MN

08/01/2016 - Present

Cetera Investment Services LLC (ST CLOUD MN)

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Licenses & Designations

BC

Issued 08/16/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick John Miller.
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