Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick McLaughlin is an Investment Advisor Representative with Cetera Investment Advisers LLC. Patrick is a licensed professional with a strong track record in the financial industry. Patrick has been in the industry since September 1996, and has a diverse background in financial planning, portfolio management, and investment advisory services. Patrick holds various licenses and registrations including Series 7, 24, 63, and 65. Patrick is registered to provide investment advisory services in California and Texas, and also holds Broker-Dealer licenses in 18 states. Patrick’s previous employers include First Allied Securities, Inc., Quick & Reilly, Inc., Salomon Smith Barney Inc., and Paine Webber Incorporated. Patrick's professional certifications include SIE. Patrick is committed to providing personalized financial advice and working with clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (GOLD RIVER CA)
CA
03/12/2004 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SACRAMENTO CA)
NY
07/03/2002 - 03/25/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
08/28/2000 - 07/10/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
09/04/1996 - 09/13/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 9/9/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/9/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/3/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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