Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick McDaniel is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Patrick has been in the industry since 2004. Patrick holds a Series 7TO, Series 63, and Series 24 licenses, as well as the SIE exam certification. Prior to joining Northwestern Mutual, Patrick has worked at several other firms including SC Distributors, LLC, Highland Capital Funds Distributor, Inc., Nexbank Securities Inc, KBS Capital Markets Group LLC, Legacy Financial Services, Inc., Credit Suisse First Boston LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Northwestern Mutual Investment Services is a leading provider of financial services, including investment management, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
04/16/2024 - Present
Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)
CA
11/29/2016 - 04/30/2018
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
TX
05/04/2016 - 10/27/2016
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC. (DALLAS TX)
TX
10/01/2015 - 06/08/2016
NEXBANK SECURITIES INC (DALLAS TX)
CA
01/18/2011 - 09/25/2015
SC DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CA
01/27/2006 - 01/03/2011
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
CA
01/24/2005 - 12/01/2005
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
NY
08/05/2002 - 02/04/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
06/19/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 07/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 04/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick McDaniel is the right advisor for you? Invested Better is here to help.
