Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick John Hart is a Financial Advisor who has been active in the industry since 2007. Patrick is currently registered with Apollo Global Securities, LLC and holds Series 63, Series 24, SIE, Series 79, and Series 7 licenses. Patrick's previous experience includes roles with Credit Suisse Securities (USA) LLC, First Republic Securities Company, LLC, Barclays Capital Inc., and Lehman Brothers Inc. Patrick has a deep understanding of the financial markets and a commitment to providing clients with personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/04/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
12/04/2014 - 02/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/02/2013 - 11/20/2014
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
09/22/2008 - 09/21/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/22/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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