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Patrick John Gaskin

Northern Trust Securities, Inc.

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About Patrick John Gaskin

Patrick John Gaskin is an investment advisor representative at Northern Trust Securities, Inc. based in Chicago, IL. Patrick has been in the industry since 2000 and has a broad range of experience in the financial services industry. Patrick holds Series 3, 6, 7, 24, and 63 licenses as well as the SIE exam. Patrick is a registered representative in Illinois. Previously, Patrick was with DWS INVESTMENTS DISTRIBUTORS, INC and DEAM INVESTOR SERVICES, INC. Patrick is also a licensed investment advisor representative in Illinois.

Firm Information

Patrick Gaskin is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Patrick Gaskin’s Registration & Firm History

IL

10/29/2012 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

10/09/2000 - 09/21/2012

DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)

IL

10/06/2007 - 05/12/2008

DEAM INVESTOR SERVICES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2008

Series 3 - National Commodity Futures Examination

BC

Issued 11/12/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/06/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick John Gaskin.
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