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Patrick John Gallagher

Daiwa Capital Markets America Inc.

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About Patrick John Gallagher

Patrick Gallagher is a financial professional with over 20 years of experience in the securities industry. He is currently registered with Daiwa Capital Markets America Inc., where he has been employed since June 2017. Previously, Patrick Gallagher was employed by Susquehanna Financial Group, LLLP and Deutsche Bank Securities Inc. He holds Series 7 and Series 63 licenses as well as the SIE exam. Patrick Gallagher is registered to conduct business in multiple states, including California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Illinois, Massachusetts, Minnesota, Missouri, New Jersey, New York, Pennsylvania, Utah, Virginia, and Washington.

Firm Information

Patrick Gallagher is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Gallagher’s Registration & Firm History

NY

06/05/2017 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

04/07/2016 - 05/22/2017

SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)

NY

03/10/2003 - 03/03/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

10/28/2002 - 02/14/2003

INTER-DEALER BROKERS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/15/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick John Gallagher.
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