Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Cullen is a financial advisor with over 14 years of experience in the industry. Patrick is currently registered with Robert W. Baird & Co. Inc. and has held prior roles with NEW ENGLAND SECURITIES and COUNTRY CAPITAL MANAGEMENT COMPANY. Patrick is a Series 6, 7, and 63 licensed advisor, as well as holding the Series SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
01/17/2014 - Present
Robert W. Baird & Co. Inc. (Fox Valley WI)
WI
10/03/2012 - 12/13/2013
NEW ENGLAND SECURITIES (BROOKFIELD WI)
WI
09/07/2009 - 10/11/2012
COUNTRY CAPITAL MANAGEMENT COMPANY (BROOKFIELD WI)
BC
Issued 09/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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