Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Crocker is a financial professional with over 20 years of experience in the financial services industry. Patrick Crocker is currently registered with TD Securities (usa) LLC and holds Series 7, 24, 62, 63, 79TO, 99TO, and SIE licenses. Patrick Crocker is a registered representative in California and New York. In addition to his current role, Patrick Crocker has held previous positions with a number of other firms including Cowen and Company, MHT Securities, LP, Consortium Finance Securities LLC, Instream Partners LLC, Harris Williams & Co., Offroad Securities, Inc., Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, and Alex. Brown & Sons Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
10/01/2020 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CA
11/15/2013 - 10/20/2020
MHT SECURITIES, LP (SAN FRANCISCO CA)
CA
02/21/2013 - 07/24/2014
CONSORTIUM FINANCE SECURITIES LLC (SAN FRANCISCO CA)
CA
11/18/2010 - 04/09/2013
INSTREAM PARTNERS LLC (SAN FRANCISCO CA)
CA
12/14/2001 - 08/20/2010
HARRIS WILLIAMS & CO. (SAN FRANCISCO CA)
CA
02/14/2000 - 06/06/2001
OFFROAD SECURITIES, INC. (SAN FRANCISCO CA)
NY
06/14/1999 - 10/05/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
12/03/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 09/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1996
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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