Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick John Carroll is a financial advisor with over 12 years of experience in the industry. Currently, Patrick is registered as a Registered Representative with MFS Institutional Advisors Inc. and works in the Boston, MA office. Patrick has passed the Series 6, 7, 63, 65, and SIE exams and has been registered in both Florida and Georgia in addition to Massachusetts. Patrick has previous experience working with Hartford Funds Distributors, LLC and Hartford Life Distributors, LLC. Patrick's specialties include retirement planning, investment advisory services, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transfer pricing arrangements with affiliates
1
2
MA
04/08/2020 - Present
MFS Institutional Advisors Inc. (BOSTON MA)
PA
12/03/2012 - 03/17/2020
HARTFORD FUNDS DISTRIBUTORS, LLC (RADNOR PA)
PA
01/11/2011 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (RADNOR PA)
PA
04/21/2008 - 11/30/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
IA
Issued 09/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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