Unclaimed
Patrick Joyce is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Patrick has been in the industry since 1984 and holds Series 6, 7, 22, 63, and 66 licenses. Patrick has worked in various roles at firms such as PRUCO SECURITIES, LLC., HARTFORD EQUITY SALES COMPANY INC., METLIFE INVESTORS DISTRIBUTION COMPANY, FIDELITY BROKERAGE SERVICES LLC, and NYLIFE SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/10/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
OH
01/03/2013 - 10/01/2019
PRUCO SECURITIES, LLC. (Liberty Township OH)
OH
08/18/2010 - 01/02/2013
HARTFORD EQUITY SALES COMPANY INC. (CINCINNATI OH)
NY
06/06/2008 - 01/20/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
RI
12/15/2000 - 01/30/2008
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
02/15/1984 - 12/12/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 12/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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