Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Jeremiah O'Brien is a financial advisor with over 20 years of experience in the financial services industry. Patrick currently works with Ameriprise Financial Services, LLC. Patrick has been registered with the Securities and Exchange Commission (SEC) since 2002. Patrick's professional experience includes working with firms such as VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL ADVISORS, LLC., TOWER SQUARE SECURITIES, INC. and MML INVESTORS SERVICES, INC. Patrick is a Series 6, 7, 63, and 65 licensed professional. Patrick holds registrations in 26 states and is currently registered to advise in 7 states. Patrick specializes in providing services to Individuals, High Net Worth Individuals, Corporations, Insurance Companies, Pension and Profit Sharing Plans, Charitable Organizations, and Trusts/Estates. Patrick provides financial planning, portfolio management, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
10/24/2022 - Present
Ameriprise Financial Services, LLC (Putnam CT)
CT
01/03/2011 - 11/01/2019
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
05/02/2006 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CA
11/13/2003 - 05/09/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MA
06/25/2002 - 11/05/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 12/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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