Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Jay Kafer is a registered representative with D.a. Davidson & Co. in Seattle, Washington. Patrick has been in the securities industry since 1991 and is currently licensed to conduct business in Washington. Patrick holds a Series 3, Series 7, Series 63, Series 65, SIE, and Series 99TO. In addition to his current position at D.a. Davidson & Co., Patrick has previously held positions at First Union Securities, Inc. and Prudential Securities Incorporated. Patrick's areas of expertise include investment advisory services, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
08/30/1999 - Present
D.a. Davidson & Co. (SEATTLE WA)
MO
03/29/1994 - 04/03/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
09/16/1991 - 03/30/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 03/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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