Unclaimed
Patrick Vasicovschi is an investment advisor representative with Empower Advisory Group, LLC. Patrick has over 15 years of experience in the financial services industry and holds a variety of licenses and certifications, including the Series 7, 63, 65, 9, 10, 24, 55, 57TO and 99TO. Patrick's past experience includes working with UBS Financial Services, Inc., J.P. Morgan Securities LLC, Citigroup Global Markets Inc. and First Empire Securities, Inc. Patrick is a registered investment advisor in Arizona. Patrick specializes in providing financial planning services, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/21/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MO
10/31/2019 - 06/04/2021
HUB INTERNATIONAL INVESTMENT SERVICES INC. (KANSAS CITY MO)
AZ
10/11/2019 - 05/18/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Chandler AZ)
CA
04/20/2016 - 03/05/2019
UBS FINANCIAL SERVICES INC. (Los Angeles CA)
NY
07/01/2015 - 03/30/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/22/2012 - 03/06/2015
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
02/24/2011 - 10/16/2012
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
04/16/2008 - 02/22/2011
SIGNATOR INVESTORS, INC. (MELVILLE NY)
NY
12/07/2007 - 03/05/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MITCHEL FIELD NY)
IA
Issued 10/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/2011
Series 4 - Registered Options Principal Examination
BC
Issued 06/18/2010
Series 24 - General Securities Principal Examination
BC
Issued 02/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 02/26/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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