Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Sullivan is a financial advisor with over 30 years of experience in the financial services industry. Patrick currently works with Private Advisor Group, LLC and has been registered with the firm since 2011. Patrick is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Chartered Financial Consultant designation. Patrick is a registered representative with FINRA and is registered to offer investment advice in 53 states and 2 jurisdictions. Patrick previously worked with American Express Financial Advisors Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
10/10/2012 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
MN
10/11/1993 - 11/13/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/11/1993 - 11/13/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2006
Series 4 - Registered Options Principal Examination
BC
Issued 09/30/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/02/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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