Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Rice is a financial advisor in Alpharetta, GA. Patrick has been working in the financial services industry since January 5, 1995. He is currently registered with LPL Financial LLC. Patrick has a strong track record of helping clients reach their financial goals. He is committed to providing personalized advice and exceptional service to each of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
02/23/2023 - Present
LPL Financial LLC (ALPHARETTA GA)
GA
02/20/2007 - 11/03/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (ATLANTA GA)
GA
11/06/2001 - 06/30/2006
SYNOVUS SECURITIES, INC. (ATLANTA GA)
MO
10/01/2000 - 11/07/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/17/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 03/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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