Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Phinney is a financial professional with over 25 years of experience in the securities industry. Patrick is currently registered with Charles Schwab & CO., Inc. as a Registered Representative (RR) and Investment Advisor Representative (IAR). Patrick has been with Charles Schwab for a significant portion of their career and has held positions with other firms in the past. They are a well-rounded professional with experience in several aspects of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
OH
11/18/2024 - Present
Charles Schwab & CO., Inc. (Richfield OH)
CO
11/07/2016 - 11/15/2017
OPTIONSXPRESS, INC. (Lone Tree CO)
MD
06/06/2005 - 02/04/2006
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
TX
09/12/1995 - 09/02/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
FL
06/02/1995 - 07/05/1995
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
CO
02/24/1995 - 04/10/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 07/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2016
Series 4 - Registered Options Principal Examination
BC
Issued 09/01/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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