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Patrick James McGowan

Sanctuary Securities, Inc.

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About Patrick James McGowan

Patrick James McGowan is a financial professional with over 10 years of experience in the industry. Patrick is currently registered with Sanctuary Securities, Inc. Patrick has also previously been registered with INVESCO DISTRIBUTORS, INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., GAR WOOD SECURITIES, LLC and ALTEGRIS INVESTMENTS, INC. Patrick holds FINRA Series 3, 7, 63 and SIE licenses. Patrick is registered with the state of Connecticut and New York.

Firm Information

Patrick McGowan is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick McGowan’s Registration & Firm History

NY

01/04/2022 - Present

Sanctuary Securities, Inc. (NEW YORK NY)

NY

05/25/2019 - 11/19/2020

INVESCO DISTRIBUTORS, INC. (NEW YORK NY)

NY

03/19/2018 - 05/25/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

IL

10/20/2016 - 11/22/2017

GAR WOOD SECURITIES, LLC (NAPERVILLE IL)

CA

01/29/2013 - 10/30/2014

ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)

NY

01/09/2009 - 12/04/2012

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/23/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2013

Series 3 - National Commodity Futures Examination

BC

Issued 01/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick James McGowan.
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