Unclaimed
Patrick James McGowan is a financial professional with over 10 years of experience in the industry. Patrick is currently registered with Sanctuary Securities, Inc. Patrick has also previously been registered with INVESCO DISTRIBUTORS, INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., GAR WOOD SECURITIES, LLC and ALTEGRIS INVESTMENTS, INC. Patrick holds FINRA Series 3, 7, 63 and SIE licenses. Patrick is registered with the state of Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2022 - Present
Sanctuary Securities, Inc. (NEW YORK NY)
NY
05/25/2019 - 11/19/2020
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
03/19/2018 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IL
10/20/2016 - 11/22/2017
GAR WOOD SECURITIES, LLC (NAPERVILLE IL)
CA
01/29/2013 - 10/30/2014
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
NY
01/09/2009 - 12/04/2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 02/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2013
Series 3 - National Commodity Futures Examination
BC
Issued 01/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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