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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick McCarthy is an active investment advisor representative. Patrick McCarthy is registered with MML Investors Services, LLC. Patrick McCarthy has 22 years of experience in the financial services industry. Patrick McCarthy is licensed to conduct securities business in Connecticut, Florida, Indiana, Maine, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (STONY POINT NY)
NY
02/28/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MIDDLETOWN NY)
NY
09/04/2009 - 03/04/2014
M&T SECURITIES, INC. (WESLEY HILLS NY)
NY
10/04/2006 - 09/02/2009
CHASE INVESTMENT SERVICES CORP. (HAVERSTRAW NY)
NY
07/19/2001 - 10/04/2006
BNY INVESTMENT CENTER INC. (NEW CITY NY)
NY
07/10/2000 - 06/29/2001
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 05/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/29/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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