Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Grady is a registered investment advisor representative and a registered securities representative with RBC Capital Markets, LLC. Patrick has been in the financial services industry since 1984 and has held previous positions at WELLS FARGO ADVISORS, LLC, MORGAN STANLEY DW INC., FIRST UNION SECURITIES, INC., FIRST UNION CAPITAL MARKETS CORP., PAINEWEBBER INCORPORATED, DEAN WITTER REYNOLDS INC., and NORBAY SECURITIES INC. Patrick is licensed to provide investment advisory services in New Jersey and Texas. Patrick is currently registered in 12 states: California, Florida, Georgia, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and others. Patrick specializes in providing financial planning, pension consulting, and portfolio management services for a variety of clients, including high-net-worth individuals, corporations, and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/12/2014 - Present
RBC Capital Markets, LLC (PARAMUS NJ)
NJ
09/02/2005 - 11/13/2014
WELLS FARGO ADVISORS, LLC (WAYNE NJ)
NY
04/11/2001 - 09/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
10/01/1999 - 04/25/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/06/1997 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NJ
12/01/1993 - 04/21/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/14/1984 - 11/18/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/25/1984 - 11/05/1984
NORBAY SECURITIES INC.
IA
Issued 06/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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