Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick James Gracin has been in the financial services industry for over 30 years. Patrick is a registered representative with Wells Fargo Clearing Services, LLC and an investment adviser representative with Wells Fargo Advisors, LLC. Patrick is active in both California and Minnesota. Patrick has worked for a number of firms throughout his career including Investors Associates, Inc., Thomas James Associates, Inc. and Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/27/2017 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NJ
10/20/2004 - 08/28/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (UPPER MONTCLAIR NJ)
NY
09/18/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NE
08/24/1995 - 07/28/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
07/15/1994 - 08/31/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
01/20/1993 - 07/19/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NJ
05/10/1991 - 11/09/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/10/1991 - 11/09/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 08/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/04/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patrick Gracin is the right advisor for you? Invested Better is here to help.
