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Patrick James Denicola

Vision Financial Markets LLC

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About Patrick James Denicola

Patrick Denicola is a financial professional with experience in the industry since 2015. Patrick is currently registered with Vision Financial Markets LLC, a firm based in Stamford, CT. Patrick holds a Series 63, Series 7, and SIE licenses.

Firm Information

Patrick Denicola is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Denicola’s Registration & Firm History

CT

10/11/2016 - Present

Vision Financial Markets LLC (STAMFORD CT)

NY

07/22/2016 - 10/07/2016

PRUCO SECURITIES, LLC. (WHITE PLAINS NY)

CT

09/17/2013 - 07/16/2014

ROCKWELL GLOBAL CAPITAL LLC (DANBURY CT)

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Licenses & Designations

BC

Issued 12/02/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick James Denicola.
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