Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick James David is a financial advisor who has been active in the industry since 1994. Currently, Patrick is registered with Stifel, Nicolaus & Company, Inc. in Alabama and Texas. Patrick is a licensed representative of both Stifel, Nicolaus & Company, Inc. and Sterne, Agee & Leach, Inc. and is an active participant in their investment advisory programs. Patrick's experience and expertise are a benefit to both individual and business clients seeking financial guidance and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
07/06/2018 - Present
Stifel, Nicolaus & Company, Inc. (BIRMINGHAM AL)
AL
07/31/2009 - 07/07/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
07/31/1997 - 08/03/2009
NBC SECURITIES, INC. (BIRMINGHAM AL)
AL
04/20/1994 - 08/07/1997
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BOTH
Issued 06/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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